SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Sondel Michael

(Last) (First) (Middle)
ONE TECHNOLOGY WAY

(Street)
NORWOOD MA 02062

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/22/2019
3. Issuer Name and Ticker or Trading Symbol
ANALOG DEVICES INC [ ADI ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CAO (principal acct. officer)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Comm Stock - $.16-2/3 value 2,546 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) 01/04/2012(1) 01/04/2021 Comm Stock - $.16-2/3 value 3,010 37.52 D
Non-Qualified Stock Option (right to buy) 03/15/2013(2) 03/15/2022 Comm Stock - $.16-2/3 value 2,210 39.79 D
Non-Qualified Stock Option (right to buy) 03/12/2014(3) 03/12/2023 Comm Stock - $.16-2/3 value 2,740 46.48 D
Non-Qualified Stock Option (right to buy) 03/12/2015(4) 03/12/2024 Comm Stock - $.16-2/3 value 2,750 51.73 D
Non-Qualified Stock Option (right to buy) 03/11/2016(5) 03/11/2025 Comm Stock - $.16-2/3 value 2,920 57.29 D
Non-Qualified Stock Option (right to buy) 03/09/2017(6) 03/09/2026 Comm Stock - $.16-2/3 value 1,910 54.93 D
Non-Qualified Stock Option (right to buy) 03/08/2018(7) 03/08/2027 Comm Stock - $.16-2/3 value 2,200 83.48 D
Non-Qualified Stock Option (right to buy) 03/29/2019(8) 03/29/2028 Comm Stock - $.16-2/3 value 1,992 91.13 D
Restricted Stock Unit (RSU) 03/09/2019(9) (9) Comm Stock - $.16-2/3 value 492 0.0 D
Restricted Stock Unit (RSU) 03/08/2020(10) (10) Comm Stock - $.16-2/3 value 482 0.0 D
Restricted Stock Unit (RSU) 03/29/2019(11) (11) Comm Stock - $.16-2/3 value 1,108 0.0 D
Explanation of Responses:
1. This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was January 4, 2011.
2. This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 15, 2012.
3. This option vested in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.
4. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2014.
5. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 11, 2015.
6. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.
7. This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 8, 2017.
8. This option vests in equal installments on the first, second, third and fourth anniversaries of the original grant date, which was March 29, 2018.
9. The Restricted Stock Units granted to the Reporting Person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
10. The Restricted Stock Units granted to the Reporting Person on March 8, 2017 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
11. The Restricted Stock Units granted to the Reporting Person on March 29, 2018 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.
Remarks:
/s/ Michael P. Sondel 02/26/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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